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SOC 2 Compliance Audit Checklist for Organization Audit
Professionally drawn Comprehensive and Robust SOC 2 Compliance Audit Checklist cover Organization wide compliance requirements of SOC 2 Compliance management Framework, Admin department, HR department, and IT department (Network Security, Cloud Security, ICT BCP & DR, Database Server Security, Firewall security, IT Service Desk, Router Security, and Website Security) to find out gaps and non conformances in each of these departments and processes across the Organization.
This checklist is prepared by a committee of SOC 2 Industry experts, Principal Auditors and Lead Instructors, under the aegis of SOC 2 Compliance Institute. The 26 in number Checklists bundle has total 4939 SOC 2 Security compliance audit questionnaires to give you and your business a head start of at least 15-20 years of information security maturity/hardening and depth.
Audit Checklists Bundle for Key Processes and Departments
The Full Compliance Audit Checklist for Organization with 4939 questionnaires to determine the non-compliance in various Processes and departments of the company contains downloadable Excel files mentioned below-
- SOC 2 Compliance Management Framework Requirements bundle of 16 Checklist files having a total 1336 Compliance Checklist questions.
- SOC 2 IT department audit checklist covering IT security, Cloud Security, ICT BCP & DR Requirements, Database Server Security, Firewall Security, IT Service Desk, Router Security, and website Security in 08 distinct files having a total of 2912 Security compliance audit questionnaires.
- SOC 2 Compliance HR Audit Checklist including Training Process has 272 compliance audit questionnaires.
- SOC 2 Compliance Physical Security Audit Checklist having 419 Compliance questionnaires.
Salient Attributes of the Compliance Checklists Bundle are as under:-
File format – Excel files in Zip folder
Main Zip folder contains – 4 zip files [ (1). Compliance management framework with 16 excel files. (2). IT department with 08 excel files. (3). HR department with 01 excel file. (4). Admin department with 01 excel file.]
Total Checklist Excel files – 16 + 8 + 1 + 1 = 26 distinct checklist for Major departments and critical Processes/functions
Total Compliance Questionnaires– 4939
Content Contribution – Committee of SOC 2 Industry Experts, Principal Instructors, and Lead Auditors.
Checklist Approved By– SOC 2 Compliance Institute
Language – English
File Delivery method – Immediate and Automatic. Through the secure link in the email provided at the time of check-out
Link Validity – 01 Day from the time of receiving the link through email
Download Limit – 03
File Size – 3641 Kilobyte(KB)
Note– Application Security Compliance Checklist, and Secure SDLC Compliance Checklist are deliberately not included in the above-mentioned checklist bundle because some organizations do not provide any hosted application Solution, and while some companies do not carry out any software designing. This is done to prevent charging them what they do not need in the checklist bundle. Therefore, App Security audit checklist, and, Secure Software development audit Checklist are available separately.
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SOC 2 Compliance Organization Security Checklist is useful for-
- Organization Planning for SOC 2 Certification.
- Regulatory Compliance Audits
- Gap Assessments
- An organization that believes in survival of the fittest.
- Enhancing longevity of the business.
- Organizations keen for robust, resilient, and value-added Organization-wide Information SOC 2 Compliance Management systems.
- Organizations keen to protect themselves against issues from Information Security requirements of SOC 2.
- Organizations that want to survive client audits.
- Information Security Professionals.
- Internal auditors of SOC 2 Management System
- External Auditors of SOC 2 Management System
- Auditors of the client organizations who are assigned to assess the ISMS capability of their Service Providers, Vendors, and contractors.
- Students of SOC 2 Management System
- SOC 2 Lead Auditor Training Participants
- SOC 2 Lead Implementer participants
- Professionals doing Career switchover to Information security.
- Owners of Business.
- CTO, CIO, CISO, HODs, SOC 2 SPOCs from departments, IT Teams, Central Security Team
- These SOC 2 Compliance Organization Security Checklists are prepared by an Expert Panel of SOC 2 Principal Auditors & Lead Instructors having aggregated panel team experience of over 300 years, under the aegis of SOC 2 Compliance Institute.
- The checklists are validated by the Head of the expert committee panel and approved by SOC 2 Compliance Institute.
The Org Security Audit checklist on Requirements of SOC 2 Compliance, Trust Services Principles, and COSO Criteria follows the cardinals of:-
- Risk-based thinking (RBT),
- Process approach, and
- PDCA (Plan Do Check Act) methodology.
The expert panel of SOC 2 auditors and Instructors have conducted hundreds of Information security audits and Training on SOC 2 Compliance.
Besides, there is a continuous calibration of the Lead Auditors w.r.t requirements, interpretation, and audit experiences.
- Securely save the original checklist file, and use the copy of the file as your working document during preparation/conduct of the SOC 2 Compliance Organization Security audit.
- Org Security assessments probe multithreaded Investigation audit trails. The Security Checklist has dozens of investigative questions. Invariably, the organization's processes are at various levels of ISMS maturity, therefore, use checklist investigation Questionnaires' quantum apportioned to the current status of threats emerging from risk exposure.